Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
. Nevertheless, in order to minimize the risk regarding the Company’s management and to reinforce the confidence that the management is carried out by professionals in order to achieve its goals, the Company must
minimize the likelihood that conflicts of interest will arise. A CRA should disclose why it believes those other businesses do not present a conflict of interest with its credit rating business. A-10 B. CRA
to minimize the risk of COVID-19 transmission through implementation of IT facilities to support employees in working from home, and improve service system capacity to accommodate the use of services
with the firms’ ethical requirements in order to prevent any breaches of the Code of Ethical Principles. Finally, in a long run, audit firms might consider revising their group structure to minimize
E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4 percent compared to 4.2 percent in the previous year.The slowdown could be attributed to exports which contracted further due to the stronger Baht and a global economic slowdown. In addition, the investment environment of both the public and private sector remained weak, and private consumption, albeit gro...
up with KASIKORN ASSET MANAGEMENT CO., LTD. to launch mutual funds focusing on asset allocation that are suited to different circumstances and time periods to minimize risk from market volatility. Of
strategy has a core principle in reliability, availability, and efficiency of electricity plant management in order to minimize manufacturing and maintenance cost. • The second synergy is increasing
plans and procedures for the SEC including development of operational guidelines, systems to identify, assess, monitor, control or minimize risks and record keeping and reporting system. The Division also
capacity. It also highlights the need to disclose and minimize conflicts of interest that may compromise the integrity of proxy advisors, analysts, brokers, rating agencies and others that provide analysis