internationally-accepted standards. It is a pleasure that Thai listed companies are the majority recipients of the ASEAN Asset Class Award in ASEAN and that Thailand maintains the No. 1 for the 6th consecutive
Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory
Market Business (No. 7) dated 30 August 2017. ** Having prohibited characteristics in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
are granted the rights to benefits, such as tax incentives, and the OSEP is currently in the process of drafting subordinate legislations and other related procedures, for the promotion of social
funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not
Australia, Japan, New Zealand and Thailand. As for South Korea, it is in the process of amending the law to support the said issue. In addition, other countries interested in the ARFP project which have
, increasing fundraising efficiency and business opportunities, enhancing competitiveness, and building market infrastructures for the digital age.?The SEC is becoming an adaptive regulator for the future of
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment