proceedings involving several injured persons who are affected by the same facts and legal principle or the same ground of damage. The plaintiff who is the representative of the injured class will file a
application, unless an exemption is granted by the SEC Office on the ground that the offering is necessary, reasonable and adequate measures for the offering for sale have been adopted; (5) there are no grounds
; any legal entity company obtaining securities business license in any other categories exempted by the SEC’s Notification on the ground that the major shareholder’s qualifications will not affect
investors and there is a reasonable ground not to disclose details of such information in the registration statement, or any other measure has already been implemented sufficiently in lieu of such disclosure
. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under
any ground to believe that there is a deficiency or inappropriateness in control and proper operation of the business; (5) procure necessary resources and a sufficient number of personnel with expertise
Office. Such permission shall only be granted on the ground that the branch office is not in a state to provide services by itself or such delegation will ensure more efficient service providing. Clause 8
permission from the Office. Such permission shall only be granted on the ground that the branch office is not in a state to provide services by itself or such delegation will ensure more efficient service
duties to a third party, a branch office shall receive prior permission from the Office. Such permission shall only be granted on the ground that the branch office is not in a state to provide services by