SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
seven days or by 5 March 2018. While being IFEC chairman, Wichai failed to have the company clarify to the SET the issue of B/E default circulated in the news at the time, which has caused IFEC to be
the fintech ecosystem in Thailand.Mrs. Praoporn Senanarong, Assistant Secretary-General for Capital Market Policy of SEC, said “the project “SEC FinTech Challenge comes in the third year and is in
drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital
providers. Currently, the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses is being revised to
Directions for the Development of the Thai Capital Market.” On this occasion, SEC Chairman, Dr. Pichit Akrathit, presented the objectives of the event, followed by the opening speech of SEC Secretary
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of
Section 281/2 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against all seven persons with the DSI for further legal proceedings. Being named in the criminal complaint has
activities of corporate bonds and being ready to open opportunities for additional securities issuers and market participants to take part in the system testing and create investment innovations for