shall come into force as from 1 August 2008. Notified this 16th day of May 2008 Mr. Surapong Suebwonglee Minister of Finance Chairman of the Securities and Exchange Commission
This Notification shall come into force as from 1 August 2008. Notified this 16th day of May 2008 Mr. Surapong Suebwonglee Minister of Finance Chairman of the Securities and Exchange Commission
the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business. For the appointment of the independent director under the first paragraph, the intermediary shall
characteristics as specified by the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business. For the appointment of the independent director under the first
the event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the
event the remaining period up to the end of the calendar year for operation of the licensed business in the first year is shorter than six months, the licensee shall pay such fees at one half of the rates
exemption by the Office. The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the category of mutual fund management
Executives of Securities Companies (No. 2) dated 2 May 2006 The provision under the first paragraph shall not apply to the executive of the securities company licensed to undertake securities business in the
calculation under the first and second paragraph, the Office shall deem that the arbitral process commences on the date of appointment of the arbitrator. Notified this 14th day of May 2008. (Mr. Thirachai
the statement of claim. The respondent shall deposit the arbitrator’s fee in accordance with Clause 32 at the same time of filing the counterclaim, or within the last day of the counterclaim filing