professional ethics, the provisions of law relating to auditors, and the SEC regulations. Furthermore, registered auditors shall work for audit firms that have an audit quality control system in compliance with
, morality and ethics, which will be useful for the fourth and fifth-year reserve officer training cops students to live their lives and do their work in the future. The SEC officials will give lectures on
reporting process toward a higher quality. In the preceding years, the SEC mobilized various initiatives to support the preparers in building self- discipline and the understanding of appropriate and
process in line with the current economic environment, international standards and relevant laws. The key points of revision are: (1) To increase the amount of damage claim eligible for entering the
prioritize and provide necessary support for the financial reporting preparation process as well as to strengthen capacities of individuals who are directly responsible for the financial reporting preparation
transactions. The board should adopt an ethics and conflicts of interest policy consistent with applicable law and standards (including fiduciary duties), and establish clear guidelines and procedures for
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
Ms. Amornrat Sittitham Ms. Amornrat Sittitham failed to comply with the competent officer's order to testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303
Mr. Jirapat Tangtongjit Mr. Jirapat Tangtongjit failed to comply with the competent officer's order for testify. This case is in the process of inquiry by the inquiry official. SEC Act S.303
Mr. Somsak Turapun Mr. Somsak Turapun failed to comply with the competent officer's order. This case is in the process of inquiry by the inquiry official. SEC Act S.303 Criminal Complaint