Clients. Princ iple 3:  Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4:  Apply Enhanced Monitoring of and Engagement with the Investee

management, and monitoring measures, control and review of compliance and work system; Principle 3: Institutional investors should make informed investment decisions and engage in active ongoing monitoring of

Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and

. IMPLICATIONS FOR ASSET MANAGERS 5 1. Portfolio Innovation: Clients adding exclusions and carbon intensity limits to portfolios. 2. Active Ownership: We engage with companies to encourage more and better

part by their engagement and influence. The key is to make conscious decisions about whether, and where, engagement fits into the investment strategy. For those inclined to engage, active investors—those

analysis and decision-making processes 2 We will be active owners and incorporate ESG issues into our ownership policies and practices. 3 We will seek appropriate disclosure on ESG issues by the entities in

in investment decisions and active ownership.” Responsible Investment - Definition SEC Classification : ใชภ้ายใน (Internal) Overview of Investment Approaches 3 SEC Classification : ใชภ้ายใน (Internal

weight) Fund Style Analysis Performance-based Holding-based Transaction-based For today presentation, domestic equity funds are studied in 2 areas. Active Management Style Fund Similarity Market/Index

a driving force in supporting and promoting business sectors along the path towards business sustainability. We believe that with close cooperation and active engagement, we will be able to implement

a company’s management and performance. This helps to enhance investment decisions and long-term value. How We Engage with Companies For illustrative purposes only. 1https://www.climateaction100.org