, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity management of the

information Symbols or statements shall be specified at the top of the first page of the factsheet in the following cases: 17.1 In case of a mutual fund with high risks or complexity in accordance with the

at the top of the first page of the factsheet in the following cases: 17.1 In case of a mutual fund with high risks or complexity in accordance with the Notification Re: Rules in Detail on

Trading (HFT) Regulatory Framework หมายเหตุ: สัดส่วน HFT จากการประมาณโดยตลาดหลักทรัพย์ ฯ อยู่ที่ 9% ความแตกต่างที่ส าคัญในวิธีคือตลาดหลักทรัพย์มีการกรองว่าต้องมีการใช้ co-location เป็นนักลงทุนที่ส่งค าส่ัง

case of a mutual fund for investors that is a provident fund: “For provident funds” shall be specified. 18.3 In case of a mutual fund with high risks or complexity in accordance with the Notification Re

Global Governance Principles are supplemented by ICGN Guidelines which are issued from time to time to elaborate on key concepts and practices. A full list of ICGN Guidelines is provided in Annex 1. Both

that represents the relationship between firm value and its explanatory variables. Equations (3) to (5) are the measurement equations that associate a latent variable with its proxies. To elaborate

in analyzing the appropriateness of these ratio, they should be considered in tandem with the volume of audit engagements of that firm, e.g., number of audit client, size, and complexity of audit

CRA should avoid issuing credit ratings for entities or obligations for which it does not have appropriate information, knowledge, and expertise. For example, where the complexity of a security or the

providing falsified information to the SEC Office, etc.; (6) complexity of nature of action or tools used in action, for instance, using other people name or establishment of disguised company, etc.; (7