be collected from certain types of transactions that are currently not subject to any fee. In addition, the rates of fee should be easily applied under the principle of ease of doing business, for
compromising market orderliness and integrity. This includes regulatory reform to faciliate ease of doing business and increase competitive eage of market participants. This in turn will contribute to the
. Drafting single form is based on the principle of gathering necessary and sufficient information to ensure provision of appropriate services in compliance with the law, and to provide ease of filing for
also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing
criteria are expected to provide ease-of-use market data for all relevant parties. The revised criteria will apply to preparation of the Turnover List to be announced as from December 4, 2014. If you wish to
ก.ล.ต. เผยแพร่ผลงานวิจัยมหาวิทยาลัยเกษตรศาสตร์ จัด SEC Working Papers Forum ครั้งที่ 3/2558 ในหัวข้อ ?พฤติกรรมนักลงทุนตามกระแส (noise trader) ในตลาดหุ้นไทย? นายชาลี จันทนยิ่งยง รองเลขาธิการ รักษาการ
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business
investors. Such new regime would promote a market environment conducive to competition in line with the Ease-of-Doing-Business Policy of the public sector. The new regime would also keep the existing