Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
ที่ กบร No. Kor Bor Ror. 020/2018 November 13, 2018 President The Stock Exchange of Thailand Re : Clarification on the company’s over 20% change in its operating results for 3rd quarter, 2018 Dear
PT Millenniun Penata Futures PT Millenniun Penata Futures colluded with Mr. Artipan Thongjan in operating derivatives business without license or registration with the SEC in violation of Section
Mr. Artipan Thongjan Mr. Artipan Thongjan colluded with PT Millenniun Penata Futures in operating derivatives business without license or registration with the SEC in violation of Section 16 of
or not complying with any significant approval requirements for the offering of trust unit within the period of 5 years before applying for the offering; (2) pose no reasonable doubt to its ability to
, credit foncier business, life insurance business, and loss insurance business, either operating under Thai or foreign law; “local auditor” means an auditor who meets the qualifications to perform audits in
Microsoft Word - Eng-SET Q1-18 reviewed Ref: FASET 02/2561 May 11, 2018 Subject: Report the operating result for the first quarter ended March 31, 2018 To: President of the Stock Exchange of Thailand
the two languages, the Thai version shall prevail. The objective of this MD&A is to present the information and the explanation of financial status and operating results as of the date hereof. However
Microsoft Word - CS 2563-005 Q1 to SET (T_E) [ TRANSLATION ] Our Ref. JTS/CS-005/2563 May 8, 2020 Subject : Report on the Company’s operating results for the first quarter of the year 2020 To