MRC - BIZ Company Limited MRC - BIZ Company Limited operated digital asset exchange businesses without a license by providing the trading platform of digital token named MRC coin. This case is in the
Mr. Monai Mettkaruchit Mr. Monai Mettkaruchit offer for selling the shares of Advance web service public company limited to the public without filing the registration statement and the draft
Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S
agreement on appointment of representative in writing. Clause 19 An intermediary shall arrange a securities borrowing and lending agreement which contains the descriptions and essences as specified under
lending agreement which contains the descriptions and essences as specified under Clause 20 or Clause 21, as the case may be. Clause 20 A securities borrowing and lending agreement shall be made in writing
will be allowed to make investment without individual investment limit, similar to institutional investor, venture capital business, and private equity trust. Qualified /angel investor will be defined
system of which preventive measure and arrangement which are investing in Bill of Exchange, lending, investing in listed company without analysis and effective risk management. Moreover, Beyond invested in
Mr. Supawit Sootisong Mr. Supawit Sootisong, the director of GISP Ltd. (GISP) operated derivatives business without license under the name of GISP by representing GISP to the general public as a gold
Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its
US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the