nominee's securities account for 471 times but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market
shares to reach or pass a multiple of 5 percent of the total number of voting rights of TAPAC amount four times, but he failed to report the acquisition of such TAPAC shares to the SEC Office within a
-making on matters such as allocating assets, awarding investment mandates, designing investment strategies, and buying or selling specific securities. The division of duties within and between institutions
internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the division and personnel
case of inspection by an internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the
mutandis.” SECTION 10. The following texts shall be inserted as Division 1/1 The Capital Market Supervisory Board – Section 16/1, Section 16/2, Section 16/3, Section 16/4, Section 16/5, Section 16/6, Section
operates in accordance with applicable law and standards. * Principle 1.4 The board should demonstrate a thorough understanding of the division of board and management responsibilities. The board should
Clause 2 have details as provided in appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for
appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for business continuity management 2 (2
19.55 million Baht, came from unappropriated retained. As of 30 June 2018, the Company had current ratio 7.76:1 times and Debt to Equity ratio equal to 0.10:1 times, compared to those of the same period