evaluation of controls on complex systems; and · effect of Internet and e-commerce. 2 How is firm dealing with greater use of computer technology - at firm: · use of intelligent software to carry out audit

terms of the derivatives contract specification, etc.   Clearing House   An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed

computer technology - at firm: • use of intelligent software to carry out audit procedures; and • computer generated audit files _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)

used in determination of partner’s remuneration? (Please describe the criteria e.g., job portfolio, audit fee. You do not need to specify amount of remuneration, ) 14 Does the firm carry out staff

, and that intermediaries and their employees will carry out their operation responsibly pursuant to professional and ethical standards.   ·      Criminal sanctions :  The procedure can be carried out

Business Development, Ministry of Commerce, shall be authorized to make a change of and an addition to wordings in order to comply with the order of the registrar as well as carry out any necessary or

production business as contemplated in its strategic goal, BBGI plans to carry out an initial public offering of its new ordinary shares and the SET listing. The number of new ordinary shares to be issued

3. In the case that the cloud computing was employed to carry out critical activities, the intermediary shall ensure that at least the following matters is in place: 3.1 establish the policy on the

estimates by research tends to vary to some degree. The company has therefore decided not to carry out such analysis going forward. Nonetheless, reflecting on its market share, VGI estimated that in 2017 its

system to monitor its personnel, getting involved in the operation of the REIT, [i] to have appropriate qualifications in accordance with the nature of the work allocated to them and [ii] to carry out the