The amendments contain key points as follows: (1) Repealing the requirement for crowdfunding debt (CFD) issuers to report significant events to the SEC, as specified in the Notification of the
; (2) Provision of services exempted from application for a license to operate securities / derivatives business; (3) Activities without requirement for a license / registration for operating
concerning the limitation of the voting rights and the disclosure requirement over the one-third rule so that asset management companies can disclose such information to investors. The afore-mentioned
real-life environment with real customers while complying with the regulations and conditions suitable for the experimenting period, for example, the requirement for standard systems and the maximum
separate the positions of the Chairman and the Manager. Accordingly, the Stock Exchange of Thailand will also adopt this principle for existing listed companies. It is expected that the requirement
services.This is an additional requirement, aside from the Know Your Client (KYC) process, to be imposed on non-residents so that the UBOs will be acknowledged. In the meantime, local custodians of bonds
companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
related to the product. In essence, the public consultation is on the proposed qualifications of cryptocurrency investors and the proposed requirement for a knowledge test before services on digital