Kritsana and Campirada: The wrongdoers connived at forging the signature of a client on securities transfer forms to transfer securities of the client to trading accounts of two other clients of Kritsana
: Million Baht) 3 Months Change % Change 2 / 5 Operating results by business for the three-month period ended 30 June 2020 • Increase in gross profit was mainly derived from the following reasons: 1
to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87
significant change in operating system, suitability test and client asset report.The Capital Market https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5927 SEC revises regulations on business operation and
business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5927 SEC
the intermediary shall comply with. In this regard, the intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the
cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information shall be revised and
the conglomerate pursuant to Clause 13(5), is to change its shareholding structure to the extent that it is unable to maintain such status but intends to continue undertaking the derivatives business as