Securities and Exchange Commission) Regulations of the Office of the SEC Circular Guideline Notification of the association related to securities business Subject -------------------------- Main topic
Commission) Form 104-6 Approval Form for an Appointment of Person as the Executive the Securities Company (as of 1 May 2005) 23. Circular 12/2553 24/05/2010 24. Circular 23/2552 06/08/2009 25
22. Circular 11/2542 29/06/1999 23. Circular 30/2540 25/12/1997 24. Circular 10/2555 10/07/2012 25. Circular 10/2553 23/04/2010 26. Circular 18/2543 08/09/2000 Contact The
10. Circular 7/2551 04/03/2008 11. Circular 8/2548 28/02/2005 12. Circular 7/2547 11/03/2004 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road
Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company 17/02/1999 6. Circular 2/2550 22/01/2007 7. Circular 4/2548
/2008 01/02/2008 15. Notification of the Office of the Securities and Exchange Commission 9/2548 13/07/2005 01/08/2005 16. Circular 15/2547 09/03/2004 17. Circular 4/2547 20/02/2004 18
29/06/2006 Report/Form (Notification of Securities and Exchange Commission) Audited Financial Statement (codified) (Synopsis) 30/06/2006 8. Circular 5/2543 29/02/2000 9. Circular 12