penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025
bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
18,293,713.95 Baht - a bar from serving as a director or executive in a securities issuing company between 27/04/2024 and 26/02/2027 SEC Act (before the fifth amendment
https://www.sec.or.th/EN/Documents/ESOP/5843se.pdf Microsoft Word - torchor_34_51_en_final Notification: (1) “underlying share,” “listed company,” “subsidiary company,” “institutional investor
/5843se.pdf Microsoft Word - torchor_34_51_en_final Notification: (1) “underlying share,” “listed company,” “subsidiary company,” “institutional investor,” “registration statement,” and “ electronic data” shall
were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for
civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 1,500,000.00 Baht - a bar from
> - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 03/12
730,135.00 Baht - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020 - a bar from