that possesses the characteristics of an investment company. The amended regulations in this matter have been published in the Government Gazette and have taken effect as from 1 January 2024

all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with

the SEC.? ?As such, if IPO companies and financial advisers would like to see their IPO process taken place on time, they need to cooperate with each other. While IPO companies should provide

company and shareholders? benefits taken into account, there are some companies that still do not. Besides, evidences for taking legal action against some fraud cases are rather difficult to find. Thus, it

dishonestly taken by Somchai who was authorized to sign for money withdrawal on behalf of the company. Such action was in violation of Sections 307, 308, 311 and 313 of the SEA.3. Embezzling B42 million from

to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via

mainly due to the loan taken to finance the acquisition of the hotel business in Europe and a loan taken to finance the acquisition of 6-14 Underwood Street office building. 1.6 Income Tax Expenses Income

judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken

://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate revenue. The fees shall become

สินทรัพย์ดิจิทัล https://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate