digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business
August 2024 SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC
phase has already covered more than 200 listed companies selected for their outstanding sustainability efforts and/or commitment to disclosing information and setting the GHG emissions reduction goals, as
CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices Building Confidence in the Capital Market NEWS Securities and Exchange Commission
for responsible investment SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital
may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been notified and approved by Home Regulator, the CIS
. • Existing “information asymmetry” problem and agency costs. • Conflicts in the contracts between shareholders & bondholders • From managers’ views (acting on shareholders’ behalf), creditors benefit more
hold strategy. This information is widely available on fund company’s web sites, in marketing material such as Fund Factsheet. But, not all investors buy and hold. Investors move their money in and out
residential real estate” (Galbraith, 1954) “Selling building lots in blue sky” After the 1929 crash, a series of financial regulations in banking and capital markets reduce information asymmetry and conflicts