firm” means a securities company having obtained securities brokerage license [under the Securities and Exchange Act B.E. 2535 (1992)]. 3 Chapter 2 Offering for Sale Regarding Units of Foreign Collective
maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account according to the notification governing derivatives
application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from the Office to make a derivatives trading for their own account
as from the date on which the Office receives the complete application and supplementary documents. Clause 9. In case the derivatives broker is a securities company which has obtained an approval from
following criteria unless a waiver has been obtained from the SEC Office: (a) any director who is an authorized signatory of the company, independent director, manager, or any person holding equivalent
following criteria unless a waiver has been obtained from the SEC Office: (a) any director who is an authorized signatory of the company, independent director, manager, or any person holding equivalent
, which is equivalent to the rate of 1.08 percent per annum plus 1.00 percent. Such amount is even more than the return that the Company may have obtained if it had continually deposited such amount with a