, Compliance costs • Gain/loss access to markets ESG SHOCKS Labor stoppages Product recalls Supply chain disruption Pollution incidents Accounting fraud Executive corruption For Institutional/Investment

Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...

with disclosure requirements or for securities fraud.  Company, commercial and insolvency laws and the judicial system should help creditors enforce their claims in an equitable manner, in accordance

, procedures, and controls should require the CRA and its employees to take reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c

การประกอบธุรกิจ วัตถุประสงค์การเสนอขายของ issuer และลักษณะของโทเคนดิจิทัล เช่น · การจัดทำ checklist ระบุเรื่องที่จะตรวจสอบ รวมถึงมีกระบวนการที่ทำให้แน่ใจว่าแผนธุรกิจเป็นไปได้ มีความชัดเจน และไม่ fraud

ใน 5 อนัดบัความเสีย่งทางไซเบอร์ของไทยในปี 2560 มาจากการโจรกรรมข้อมลู (Data Fraud and Theft) ด้วย รูปแบบที่มีความซบัซ้อนมากขึน้ อนัอาจส่งผลกระทบและสร้างความเสียหายทัง้ต่อสถาบนัการเงินผู้ ให้บริการและลกู

Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...

growth in digital world more efficiently while key risks and compliance issues are defined and managed securely and appropriately.  Continual Enhancement of Fraud Management and Intelligent System to

communication channels as part of our K-Culture program.  Development of Fraud Management and Intelligent System to ensure enhanced security for customers’ transactions and increased efficiency in fraud

reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c. With respect to confidential information received from a rated entity