Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 128 / 2021 Thursday 8 July 2021 SEC advises the public and listed
and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 39 / 2022 Wednesday 23 March 2022 SEC issues regulation prohibiting digital asset business operators from facilitating
ทั่วไป : การเสนอขายต่อผู้ลงทุนในวง Private Placement: (PP10) และ Institutional Investor: (II) โดย issuer ไม่ต้องยื่นคำขออนุญาตกับสำนักงาน ก.ล.ต. ก่อน โดยการเสนอขายกับ PP10 คือ II ซึ่งเป็นผู้ที่สามารถ
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 203 / 2023 Friday 3 November 2023 SEC public hearing on draft
digital asset exchange and broker licenses revoked Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033
: Building Confidence in the Capital Market NEWS Securities and Exchange Commission Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 1 / 2019 Tuesday 8
Corporate Communication and Investor Service Department Tel. (66)2033-9502-5 E-mail: press@sec.or.th No. 20 / 2022 Friday 4 February 2022 SEC urges digital asset business operators to give priority to
2014 6 TSE vs OSE: Strategic consolidation 7 Importance of study on RTOs • Regulators need to strike balance between investor protection without delineating potential firms to enter the exchanges
disclosures • Investor needs • New guidelines and frameworks Research Questions and Framework Research Question Source:https://www.sdgmove.com/intro-to-sdgs/ Firm Value? Hypothesis development • Aids decision