Subcommittee whose major role is to study and propose guidelines for building market competitive edge and promoting all stakeholders’ capacities. The Subcommittee’s objectives include promoting the public’s
and warns investors to consider the information cautiously. All of the three assessment reports can be accessed by EARTH’s shareholders using their rights to examine the company’s information
ประชาชนเข้าถึงได้และมีคุณภาพ (wealth advice for all) เป็นการสนับสนุนผู้ให้บริการด้านการให้คำแนะนำและวางแผนทางการเงิน ที่ประชาชนเข้าถึงได้และมีคุณภาพ และส่งเสริมการใช้เทคโนโลยีฟินเทคเพื่อตอบโจทย์และเป็น
Section 281/2 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against all seven persons with the DSI for further legal proceedings. Being named in the criminal complaint has
the capital market personnel**. The SEC has been communicating with all securities companies and their compliance units as well as the Association of Securities Companies (ASCO) to emphasize the
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
: Principle 1: Institutional investors should adopt a clear written investment governance policy suitable for their business nature, including measures and procedures for clear duty performance at all levels
seek unfair personal gains all over again. In addition, some of the investment consultants sent selling orders of investment units in the clients' accounts by counterfeiting unit sale documents, opening
, for example, the launch of Wealth Advice for All initiative which gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project
ACMF Vision 2025.----END----Note-to-EditorsAbout the ACMF• The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely Brunei Darussalam, Cambodia, Indonesia