inappropriate and unfair act to happen during the meeting. After the meeting Q: In case the meeting prolongs beyond schedule and reservation agreement with the hotel venue, is the company allowed to request
used to aid or abet the others in connection with such behavior; or (2) has or used to have any behavior that, if considered on a reasonable ground, indicates unfair practices or disadvantage to
applicant or such company, as the case maybe; (2) such cross-shareholding is necessary and appropriate, and does not cause unfair treatment toward shareholders. For the interest of the consideration in
regard, the Minister may also order the digital asset business operator under the first paragraph to take any action to protect the interest of its clients. Chapter 6 Prevention of Unfair Digital Asset
. A36633673/0.7/02 Jul 2018 11 CHAPTER 6 PREVENTION OF UNFAIR DIGITAL ASSET TRADING PRACTICES Section 38. The provisions under this Chapter shall apply to digital assets which are purchased and sold on a
Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................
shareholders’ rights, unfair treatment toward shareholders or disclosure of information to shareholders and general investors; (2) having any of the following characteristics within one year prior to the filing
may cause an adverse effect to the credibility of the Thai capital market as a whole; (4) the offering of securities may cause any damage or an unfair treatment to the investors as a whole, or the
or the agencies relating to capital market business which are recognized by the SEC Office; 14 (5) not having a demeanor of unfair act or taking advantage of investors on trading or investing in
Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the