) the information for the purpose of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association1, with an approval of the SEC Office, except
Association of the Company Clause 3. Objectives of the Company to be in line with the Objectives of the Company. 3. As a result of the approval of postponement of investment in S-TREK and capital increase and
Memorandum of Association of the Company Clause 3. Objectives of the Company to be in line with the Objectives of the Company. 3. As a result of the approval of postponement of investment in S-TREK and capital
of which a client may make a short sale in a margin account, at any time, including a brokerage fee; 5“capital fund” means the total value of: (1) shareholders’ equity according to the Financial Status
rating, and is capable of operating the work impartially and fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as
characteristics: (1) a company related to an intermediary by shareholding structure, either directly or indirectly, more than fifty percent of the total number of shares sold; (2) a company related to an
Kingdom of Thailand or under the Notification of the Capital Market Supervisory Board concerning Application for and Approval of Offer for Sale of Newly-issued Debentures for Securitization ; “ unit of
Thailand or under the Notification of the Capital Market Supervisory Board concerning Application for and Approval of Offer for Sale of Newly-issued Debentures for Securitization; “unit of foreign collective