concealing material facts which should have been stated in any documents which shall be disclosed to the public or submitted to the Securities and Exchange Commission, the Capital Market Supervisory Board or
Companies, mutatis mutandis; (5) information is fully disclosed in the registration statement. (6) meets the criteria in Clause 19(1) and (2) and Clause 24, mutatis mutandis. (7) not having characteristics as
material facts that should have been stated in any documents subject to be disclosed to the public or filed with the Securities and Exchange Commission, the Capital Market Supervisory Board or the SEC Office
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
information ” means any information or fact materially affect to change in the prices of capital market products which has not yet been disclosed to the general public. Clause 21 An intermediary shall not use
information” means any information or fact materially affect to change in the prices of capital market products which has not yet been disclosed to the general public. Clause 21 An intermediary shall not use
to suspect that the material information disclosed to the general public is incomplete or inadequate to support the investment decision making, or misleading; (8) there are no grounds to suspect that
between the company or the subsidiary and the director or related person which does not comply with Section 89/12 or Section 89/13; (2) use of learned information other than that already disclosed to the
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...