ประกอบธุรกิจการเป็นนายหน้าซื้อขายหลักทรัพย์ การค้า หลักทรัพย์ หรือการจัดจำหน่ายหลักทรัพย์ที่เป็นหน่วยลงทุน ผู้ดูแลผลประโยชน์ของกองทุนรวม

classification may somewhat help ease the impact of deteriorating quality of normal loan to NPLs. Meanwhile, most banks are expected to emphasize efficient cost management and adjust their operating strategies in

diluted) ตามข้อ 16(2) และ (3) ให้คำนวณตามหลักเกณฑ์ดังต่อไปนี้ (ราคาตลาดxจำนวนหุ้นที่จำหน่ายแล้วทั้งหมด)+(ราคาเสนอขายผู้ถือหุ้นxจำนวนหุ้นที่เสนอขาย

are clearly defined in conformity with the good internal control principle. We also emphasize thorough, accurate and regular disclosures on risk, capital and liquidity management to the public. 3

financial officer (CFO), bookkeeper, managing director, audit committee and auditor – emphasize the importance of the financial reporting processes and have an: Building Capacity of Stakeholders Throughout

to materialize the punishment. 1.4 Closely monitor and analyze listed companiesû financial statements for irregularities as well as emphasize on preparation of auditorûs report to ensure that it is

Companies, these actions are consistent with economic circumstances and rapid changes in the prices of financial assets. We continue to emphasize proactive risk controls via the supervision of the Enterprise

prices. We continue to emphasize predictive risk controls via the supervision of the Risk Oversight Committee, Assets and Liabilities Management Sub-committee and Enterprise Risk Management Division. We

. We continue to emphasize predictive risk controls via the supervision of the Risk Oversight Committee, Assets and Liabilities Management Sub-committee and Enterprise Risk Management Division. We are

333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information  This report is available for download on the SEC website: www.sec.or.th  For more information, p...