period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being imposed a probation or higher more than three cases, unless

; (4) have good management record as follows: (a) for the period of one year prior to the date the derivatives broker submits the application, no investor contact working for the derivatives broker being

Jatupornsathien Communications Manager Mobile: 083 988 6766 e-mail: Songsang.Jatupornsathien@fco.gov.uk   Securities and Exchange Commission, Thailand S asithorn Ongdee Corporate Communication and Investor Service

are the challenges from the ISSB sustainable finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance?   4.   Investor

on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality.In the area of supervision on intermediaries and business operators, the

addition, the European Union?s endorsement on auditor supervision has brought about even more investor confidence in Thai financial reporting system and auditor quality. In the area of supervision on

can motivate listed companies to build their competitiveness particularly by conducting business with ESG focus. On the investor side, the Thai ESG Fund is a vehicle for building sufficient

individual investor. A combined amount sold to individual investors must be no more than four times of shareholders’ equity or no more than 70% of total amount offered.    Digital asset exchanges, brokers and

any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for further proceedings.  -----------------------------   Note:  MAS Investor

business operations, with a focus on investor protection.               (3) Modifications and amendments to other related principles. For example, revision to the oversight of persons with the power of