beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
feasibility of supporting expenses for human resource development, investor base expansion and IT system development in order to raise the business operating standards which will be beneficial to the
to support the national economic and social development and to ensure proper investor protection. The public hearing is conducted on proposed regulations governing digital asset businesses in three
@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection. Investors and the public can file a
lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on
suit for the investment??, ?How should the investor be prepared before investment??; and ?What are the investment options available??, for instance. Also, our guests will receive ?Ask First Kit?, a how
increase investor confidence and strengthen the capital market stability. Valuers passing the examinations conducted by relevant associations since December 16, 2010 can submit the results to the SEC
Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify
as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives. Among the challenging issues resulted from
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor