principles and have reliable document and evidence, including considering of investment objective of the customer, knowledge, understanding and experience in derivatives trading, financial condition, and debt
procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar transactions be a suspicious transaction
transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar
detect suspicious transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
result of the application within thirty days as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
, by considering the conditions of the transaction, the appropriateness of the sale value. The Meeting considered that at present Weng Holding Company Limited is reliable and has a stable financial