the SEC Office. Clause 4 2 Subject to Clause 5 and Clause 6, person eligible to obtain the SEC Office’s approval to be major shareholder of securities company shall not have the following
the Hong Kong Covered Fund under HK-TH MRF shall be deemed an auditor approved by the SEC without the need to obtain approval. 1.9 Requirements for offerings of Hong Kong Covered Funds - Before offering
, 247 of the Securities and Exchange Act; The number of voting rights that the waiver will obtain after acquiring the securities and will gain in addition in the future without triggering the obligation
or public limited company. Prior to any offering, the issuers shall obtain approval from the Office of the Securities and Exchange Commission (“the SEC Office”), and the registration statement and
. Clause 23 A mutual fund management company shall not commit by itself, connive at, or agree with another person to commit any act which causes a unitholder to obtain benefits as if a redemption payment was
to render opinions on entering into disposal of asset transactions and connected transactions to the Company’s shareholders. 3) Hold shareholders’ meeting to obtain approval to enter into disposal of
Institutions Business Act B.E. 2551 (2008) (as amended), the Bank must also submit an application to the Bank of Thailand (the BOT) to obtain an approval of the Transaction. In this regard, the Bank is required
conditions under this Notification to an offer for sale of debt securities that has already been approved: (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are
a TCFD-aligned roadmap? 81 • Provide a clear understanding of the TCFD journey • Highlight key action points to reach the goal • Measure the progress towards the goal Purpose • Guide companies to get