Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance
รายงาน/แบบฟอร์ม แบบ EF-3 หนังสือแต่งตั้งผู้ปฏิบัติการ (Authorized Officer) 27. แบบรายงาน/แบบฟอร์ม รูปแบบข้อมูลของแบบรายงาน A-1 และ A-2 (ยกเลิก) 28. แบบรายงาน/แบบฟอร์ม แบบ EF-4 หนังสือเพิกถอนผู้รับรอง
Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business Operator 31/10/2005 01/11/2005 13. Report/Form (Notification of
Commission SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004
Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business Operator 31/10/2005 01/11/2005 13. Report/Form (Notification of
Securities and Exchange Commission) Checklist: Documents for a Renewal of Custodian of Private Funds 13. Circular 8/2548 28/02/2005 14. Circular KorNor. 34/2547 30/12/2004 Contact The Securities
Tortor. 28/2553 Guidelines and procedures in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis) 114 6. Notification of the
Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business Operator 31/10/2005 01/11/2005 13. Report/Form (Notification of
in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis) 114 8. Circular 7/2559 15/03/2016 9. Circular 20/2556 29
Commission 46/2545 (Synopsis) 19/12/2002 01/01/2003 7. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company