sanction is imposed on the alleged, the higher level of the authority is required. The affected person is entitled to file an appeal within 15 days under DA and 30 days under TCMA. Unsatisfactory. Filing the
, frequency of assessment may vary. The participating countries can also choose whether or not to disclose the assessment results. CG-ROSC participants are not required to pay any expenses but to facilitate the
required to return all assets to its clients within three months as from the issue date of the SEC Board’s order. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
Executive Officer and authorized director, which is duly required to be performed. 22/11/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 25/08/2022 agreed to comply with civil
from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief Executive Officer and authorized director, which is duly required to be performed. 10/01/2023 agreed to comply with
outstanding unpaid rental fees. In order to complete the transaction, the Company is required to solve the issues of outstanding unpaid rental fees and the future rental fees of the lessees in the MahaNakhon