Companies, these actions are consistent with economic circumstances and rapid changes in the prices of financial assets. We continue to emphasize proactive risk controls via the supervision of the Enterprise
prices. We continue to emphasize predictive risk controls via the supervision of the Risk Oversight Committee, Assets and Liabilities Management Sub-committee and Enterprise Risk Management Division. We
. We continue to emphasize predictive risk controls via the supervision of the Risk Oversight Committee, Assets and Liabilities Management Sub-committee and Enterprise Risk Management Division. We are
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
improvement, most of audit firms’ leaders also emphasize root cause analysis which facilitate the accurate remedy of deficiencies in this inspection cycle. Lo w H ig h Very satisfactor Not Qualified H MH ML L 3
ซับซ้อน ผู้ลงทุนจึงควรศึกษาข้อมูลในหนังสือชี้ชวนโดยละเอียดก่อนตัดสินใจลงทุน ตัวอย่างคำอธิบายสรุปปัจจัยความเสี่ยงที่สำคัญของกองทุนรวมโครงสร้างพื้น
ประกอบธุรกิจการเป็นนายหน้าซื้อขายหลักทรัพย์ การค้า หลักทรัพย์ หรือการจัดจำหน่ายหลักทรัพย์ที่เป็นหน่วยลงทุน ผู้ดูแลผลประโยชน์ของกองทุนรวม
1 (TRANSLATION) SAFARI WORLD PUBLIC COMPANY LIMITED PCL 0107537000351 Ref. No. 080/2019 4 December 2019 Subject: Notification of the Resolution of the Board of Director’s Meeting regarding of the schedule of EGM1/2020, Capital Decrease, Capital increase, an Increasing of investment cost in Carnival Magic Project, and compensation for design and construction to related person. To: Managing Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Offering of...
1 (TRANSLATION) SAFARI WORLD PUBLIC COMPANY LIMITED PCL 0107537000351 Ref. No. 080/2019 4 December 2019 Subject: Notification of the Resolution of the Board of Director’s Meeting regarding of the schedule of EGM1/2020, Capital Decrease, Capital increase, an Increasing of investment cost in Carnival Magic Project, and compensation for design and construction to related person. To: Managing Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Offering of...
SEC will emphasize the inspection of monitoring process in areas mentioned above. In 2019, we inspected quality control system of 13 audit firms: three Big-4 firms, seven non Big-4 firms and three audit