supervision in securities trade of management company’s staff; (2) Supervision and inspection management company’s staffs comply with standard under (1) and; (3) Prescription of disciplinary to punish staffs
behavior that, if considered on a reasonable ground, indicates failure to discharge properly the duty to supervise a juristic person or a company under its management, or any personnel under its supervision
company shall perform as follows: (1) Provide an effective operating system to support the operation in accordance with the standard of the Association concerning with the supervision in securities trade of
transaction of the Company under the under the Notification of the Capital Market Supervision Board No. 21/2551 RE Rules on Connected Transactions and the Notification of the Stock Exchange of Thailand re
Supervision Board No. 21/2551 RE Rules on Connected Transactions and the Notification of the Stock Exchange of Thailand re Disclosure of Information and Practice of Listed Companies Concerning the Connected
the Securities and Exchange Commission is empowered to establish policies, criteria and supervision of digital assets and digital asset business operators for the purpose of using these assets as
). Then, based on twelve firm characteristics (i.e., the twelve control variables included in the regression analysis), we select the most comparable observation from the rest of the sample for each
serve as the basis for the Guidelines on corporate governance of banks issued by the Basel Committee on Banking Supervision, the OECD Guidelines on Insurer and Pension Fund Governance and as a reference
the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year. Criteria for Supervision of Financial Conglomerates The Bank