Notification come into force. Clause 4. Any reference made in any notifications to the Notification of the Securities and Exchange Commission No. KorNor. 57/2543 Re: Rules, Conditions, and Procedures for
under the first paragraph is made in foreign securities exchange, a securities company shall be exempted from complying with Clause 10, Clause 11, Clause 12, Clause 13 and Clause of the Notification of
Securities and Exchange Act B.E. 2535 (1992) prescribes that an appointment of person to be director or manager of a securities company shall be made only with an approval from the SEC Office, the SEC Office
client’s financial information to other persons, unless disclosure is made as a result of its obligation for disclosure; (4) the derivatives broker shall not represent any fixed rate of profits or returns on
disclosing personal information, information on trading of derivatives, or a client’s financial information to other persons, unless disclosure is made as a result of its obligation for disclosure; (4) the
disclosing personal information, information on trading of derivatives, or a client’s financial information to other persons, unless disclosure is made as a result of its obligation for disclosure; (4) the
Marketing Representative of Private Fund and Standards of Conduct . Division 3 Agreement for appointing representative ___________________ Clause 11 The agreement for appointing a representative shall be made
made in writing and shall have the following provisions: (1) stipulating rights and duties of a management company and the representative that are not contrary to or in contravention of the law on
value is reduced in the same value making the net profit unchanged. Therefore, in order to comply with the Financial Reporting Standard No. 15 (TFRS 15), subject: The revenue from contracts made with
the previous year are resulted from: SSK Inter Logistic Co., Ltd. (“SSK”), the subsidiary, has returned 10 concrete mixer trucks under the lease agreement made with leasing company. Due to the