institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
establishment] from the Securities and Exchange Commission. “ mutual fund management company ” means a securities company licensed to undertake securities business in category of mutual fund management. Chapter 2
company” means a securities company licensed to undertake securities business in category of mutual fund management. 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560
company” means a securities company licensed to undertake securities business in category of mutual fund management. 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560
flexible packaging production line, so the restriction has been made. The production of the flexible packaging is not very complicated, then the Company can control the risk. - Risk of sale of product. Due
has been made. The production of the flexible packaging is not very complicated, then the Company can control the risk. - Risk of sale of product. Due to the new production line, the Company will have a
were sufficient and effective as a quality control measure. In today’s complex business environment and with even more complicated business transactions, sufficient supervision by highly experienced
requirements: (a) having been licensed to undertake securities business in the category of mutual fund management and having commenced such business operation; 10 Amended by the Notification of the Capital
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes ; (3) investment units of a mutual fund whose returns calculation is made in a complicated way (complex