waived from the Office as provided in Section 98(7)(b). Clause 11. Management company shall provide and deliver information of investment or holding of the assets as asset of the management company to the
and deliver information of investment or holding of the assets as asset of the management company to the Office by accompanying with other information in which management company has the duty to deliver
company shall provide and deliver information of investment or holding of the assets as asset of the management company to the Office by accompanying with other information in which management company has
in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management
information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
Collective Investment Schemes for General Public Outbound Name of CIS Name of CIS Operator Date of CIS Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management Limited June 11, 2015
Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management Limited June 11, 2015 ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign Exchange-Traded
relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand; (2) a trustee [being asset trustee] who has issued and offered for sale of Sukuk and whose
laundering and having been subject to the judgment or the order of a court relating to confiscation of an illicit asset or any other similar judgment or order. Clause 23/14 The following financial statements