executives, and staffs who are in relations to stocks and REIT underwriting deals, from selling them for a prescribed period of time after listing. This prohibition aims to prevent conflict of interest as the
deadline of the special audit report to allow more time to complete the examination and review of all related numerous documents and information.The SEC granted a 30-day extension ending 8 March 2017. KC
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
partnership, Mark Gooding, His Majesty’s Ambassador to Thailand, said: “Financial services are a key driver of the modern economy. We are proud to take another step in our long-time partnership with SEC
that time which was not consistent with the normal market conditions. Additionally, she continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent
time which was not consistent with the normal market conditions. Additionally, she continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent with
make them realize any risks that may arise to personal data and properly proceed with risk prevention in time.” _____________________________
the standard rule. “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the
FinTech Virtual Seminar 2020 will be broadcast live via SEC Fan Page. Viewers are welcome to post questions and share views real-time with guest speakers and the online community. The seminar will run