not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. Clause 5 . The management company shall submit to the Office the following

; “ mutual fund for a specific purpose ” means any mutual fund established under the following Notifications: (1) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures

); 3 (5) a juristic person wherein a person under (1) (2) (3) or (4) has controlling power. “foreign company” means a company established under foreign law; “Exchange” means the Stock Exchange of

or other related government entities to suppress the spread of such circumstance or damages. Such requirement is in line with international practices, even in the code of ethics established by

combat against corruption. In Thailand, many agencies have been established to prevent and combat against corruption, for example, the Office of the National Anti-Corruption Commission (ONAC), the Office

audit quality management system shall comply with the international standard on quality management established by the International Federation of Accountants (ISQM 1), and having at least 5 audit staff

: • Thailand OE Equity Fix Term established within 2012-Q3/2015. • Operated more than 5 days before the 1st reporting period. 1 Value-weighted average No. of funds IPO size (MB) Equity portion (%) 1 Equity funds

independence of their firms and personnel, and hence have established the process through which potential conflict of interests would be evaluated before the acceptance of any non-audit services. Nonetheless

on quality management established by the International Federation of Accountants (ISQM 1), and having at least 5 audit staff who have minimum academic qualification of a bachelor's degree  who shall

2 No. Question Answer (a) Form 69 – CIS full (requiring fund factsheet, prospectus, and registration statement); (b) Evidence demonstrating that Hong Kong Covered Fund is legally established under the