analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection. The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
: 50,000,000 Baht Interest Rate : 7 % per year 2 Term of Loan : 2 year Payment of Interest : Every Month Payment of Principal : Due date of payment on contract Collateral : None 4) Objective Working Capital for
: Every Month Payment of Principal : Due date of payment on contract Collateral : None 4) Objective Working Capital for development of projects. 1.2 The Loan amount of 100,000,000 baht for 2 year (Due date
characteristics to other existing debt securities, except for their core objective of financing projects that contribute to environmental conservation and/or social development. These products therefore are not
registered as social enterprises under the Social Enterprise Promotion Act B.E. 2562 (2018) must have the main objective to resolve issues in or to develop communities, societies, or the environment. They
without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the principles
) Pongsutti Phuensane 1 Yotaek Chaiyarit 2 1 Lecturer of finance 2 Graduate student Khonkaen Business School, KKU Outline ▪ Background ▪ Challenges[GAP] ▪ Objective ▪ Methodology ▪ Result ▪ Conclude ▪ Reference