Office prior to the upgrade with the format set out in an electronic system of the Office. Chapter 2 Branch Office in Foreign Countries --------------------------- Clause 11. The derivatives broker wishing

Countries --------------------------- Clause 11. The derivatives broker wishing to establish a branch office in foreign countries shall submit an application to the Office in accordance with the forms and

) Notification of the Security and Exchange Commission No. Sor Jor. 10/2559 Re: Application for and Approval of Offer for Sale of Newly Issued Shares (No. 4) dated 24 March 2016. Clause 2 The applicant wishing to

fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the Office in accordance with the forms and procedures prescribed by the

the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the Office in accordance with the forms and

provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the

oversight​​​​​   2. Auditor supervision   2.1 Regulatory Summary of Approved Auditor in Capital Market              2.1.1 Filing of Application  ​Auditor wishing to file an application for approval with the

3 ( Any person wishing to apply for a license to provide services as securities registrar shall submit an application for such license to the Securities and Exchange Commission through the Office

3 Any person wishing to apply for a license to provide services as securities registrar shall submit an application for such license to the Securities and Exchange Commission through the Office. The

stipulated in the first paragraph. Clause 5. Any securities company wishing to be granted an exemption from the requirement of independent director shall submit a request for an exemption to the Office