there is a class of units that will receive the returns or the reimbursement of capital later than other classes, the said class shall be offered specifically to major investors only; (3) if the fund will
promotion period, value and amount of gift, rights or any other benefits are appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not
appropriate and fair, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading
, following the Office’s guideline which will be notified in advance. Clause 11. The advertisement shall not contain the followings: (1) information that is false, exaggerating or misleading; (2) information
provided that the price used shall reflect current market value of each type of instrument or securities. Clause 18/2 4 Bill of exchange or promissory note that the securities company will invest under
type of instrument or securities. Clause 18/2 4 Bill of exchange or promissory note that the securities company will invest under Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short- term
of instrument or securities. Clause 18/24 Bill of exchange or promissory note that the securities company will invest under Paragraph 1(1) (a) 4. of clause 18 shall rank the highest in short- term
' representative). - Application shall be submitted for an approval. The following qualifications will be considered: 1. Features and the name of instruments comply with the requirements. 2. The transfer restriction
promotion by complying with the following rules: (1) shall not entice or urge a client by using sale promotion in order that the client will decide to use the intermediary ’s services or invest in capital
Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore