a license to undertake gold derivatives brokerage business shall be a limited company or pubic limited company which is newly established to obtain the license for such business and in which one or

for an offer for sale of bonds under Clause 18, the foreign entity shall file an application for approval of the person who will act as the bondholders’ representative, together with the application. In

) Offering period extension: the offering period of each issue shall be extended from 30 days to three months (the closing date shall be the last day of the filing quarter of the calendar year). The SEC

current market value of each type of instrument or securities. Clause 7/2 3 Bill of exchange or promissory note that the derivatives broker will invest under Paragraph 1(4) of clause 7 shall rank the

Bill of exchange or promissory note that the derivatives broker will invest under Paragraph 1(4) of clause 7 shall rank the highest in short-term issue rating or the three highest in long-term issue

Bill of exchange or promissory note that the derivatives broker will invest under Paragraph 1(4) of clause 7 shall rank the highest in short-term issue rating or the three highest in long-term issue

effects of COVID-19 on the company. This information could be disclosed via different channels, including financial statements, in order that investors will be informed of important information for

for the civil sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall

securities company, as summarized below:      (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received, and a reimbursement of the

A mutual fund that holds or will hold investment units of other funds in the following manners shall display information as prescribed in Clause 27 or Clause 28, as the case may be: (1) In case where