3.2 Investment management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Chapter 1 Organisational
management system 3.3 Back office supporting system 3.4 Compliance system 3.5 Documentary preparation and record keeping system Chapter 4 Internal Control System Page 2 of 32 (Unofficial Translation) Chapter 1
Operational Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well
Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the
Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the
) as well as the provisions under Part 6 in case of the applicant being a holding company; 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 55/2558 Re: Provisions
Well-being ชื่อกองทุน (อังกฤษ) : TISCO Thai Well-being Equity Fund บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนทิสโก้ จำกัด วันที่อนุมัติจัดตั้ง : 10 เมษายน 2562 วันที่จดทะเบียน : 16 พฤษภาคม 2562
Well-being ชื่อกองทุน (อังกฤษ) : TISCO Thai Well-being Equity Fund บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนทิสโก้ จำกัด วันที่อนุมัติจัดตั้ง : 10 เมษายน 2562 วันที่จดทะเบียน : 16 พฤษภาคม 2562
insights into sustainable investment in the capital market, and (2) “Self-protection for Well-being” zone to equip investors with information to protect themselves from investment scams. The event was held
control asset quality, as well as credit- utilization behavior, as early warning signals to prevent deterioration in credit quality. Credit bureau data is used to support credit limit renewals and credit