asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs/6121pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent
สินทรัพย์ดิจิทัล มีระบบงานที่รองรับการรวบรวมและประเมินข้อมูลของลูกค้า (Know Your Customer / Customer Due Diligence) (KYC/CDD) ไม่เหมาะสมและเพียงพอให้ Satang ประกอบธุรกิจเป็นไปตามกฎหมาย กฎเกณฑ์ และมาตรฐานการ
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for Know Your Customer and
investors. This single form proposal would facilitate standardized filing of customer profiles and increase investors’ convenience. Based on the previous stakeholders consultation on the governing principles
-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the SEC has suspended approval of two AEC
to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a specific amount
” means a sale of securities which must be borrowed for delivery; 2“client” means a person who enters into an agreement to borrow money from a securities company for purchasing securities, or a person who
supporting the collection and assessment of customer information for Bitkub to operate its business efficiently. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 2/2021
customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise net capital
) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID