e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch Type Title Section See Document Status Notified Date
imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings
issuers from both Cambodia and Thailand to make an offer or to list their equity securities outside the issuer’s home jurisdiction. The cross-border equity offering will help expand the issuers
outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
third-party “oracles” to supply data – Manipulating prices on outside sites allows attackers to compromise DeFi platforms Regulatory challenges continued • Ignorance and overconfidence of regulators – “We
company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and
companies over the course of each year, focused on issues that may fall outside the scope of our analysts’ normal, ongoing due diligence meetings with companies. More than 80 percent of these engagements are
with direct variation to the following variables: (a) gold price: (b) index comprising or relating to crude oil either wholly or partially; 2 (c) commodity index; (d) index comprising basket of
ให้ใช้วิธีการนับยอดคงค้างการลงทุน เพื่อให้อยู่ในวงเงินที่ได้รับอนุญาต ดังนี้(3.1) ยอดเงินวางประกันขั้นต้น (initial margin) รวมกับเงินวางประกันเพิ่ม(variation margin/margin call)
Agarwal, Lucca, Seru, and Trebbi (2014) finding of better federal vs state regulators of banks. INTERPRETATION • Large geographical variation in enforcement effectiveness • Funding seems to be an important