and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the
Bangkok, January 8, 2014 ? The SEC announced the strategic plan 2014-2016 and key initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen
-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to improve audit quality Executive summary Contents Quality Assurance Review Panel (“QARP”) Significant
market and foreign laws is conducted. The proposals resulting from this study will be greatly beneficial to amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to enhance
out activities to enhance the quality of the financial reporting system. These included strengthening proficiency of all stakeholders in the financial report preparation process by promoting a better
initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen market competitiveness, foster sustainable development, promote financial literacy and long
international standards, and to enhance supervision on important matters in line with the regulations governing securities businesses to protect investors’ interest. The proposed amendments aim to improve the
SHARE : SEC revises rules for real estate-backed ICOs to enhance investor protection mechanism Thursday 30 April 2020 | No. 84 / 2020 Bangkok, 30 April 2020 - SEC has revised the regulations regarding
financial reporting throughout the ASEAN region.? Since its formation in 2011, AARG?s efforts to enhance audit quality in the region include engaging audit firms on joint initiatives to address common
investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval period. Additionally, the company failed to prepare and