นาย เฉลิมวุฒิ สนอุป ผู้แนะนำการลงทุนด้านหลักทรัพย์ กระทำมิชอบต่อทรัพย์สินของผู้ลงทุน โดยยักยอกเงินค่าเบี้ยประกันภัยปีต่อของกรมธรรม์ประกันชีวิตควบ การลงทุน ("unit link") ของลูกค้า 2 ราย โดยไม่ได้นำส่ง
procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
Limited Unit: Million Baht Q3/2019 Q3/2018 %YoY Q2/2019 %QoQ Revenues from Sale and Services 149.3 155.3 (3.9%) 141.9 5.2% Revenues from Sale of Food & Beverage 139.3 129.7 7.4% 157.6 (11.6%) Total revenue
, Thailand Equity fund Mixed fund Alternative investment fund Country concentration**Foreign investment asset class (TB) **Based on foreign direct investment (unit trust not included) Foreign investment of
repayment of the principal by reducing the par value per unit by at least 20 percent of the par value per unit on the issue date of the bond. The SEC requires that the bondholder representative analyze the
investors better. Key changes in the amendment include:- Expanding the payment amount of redeemed investment units on the unit trading day- Allowing asset management companies to fix the fund’s constant net
control unit having duty to monitor internal control system to ensure check and balance mechanism and prevent fraud and embezzlement and (3) investor relations unit having duty to enable effective two- way
). The proposed revisions intend to facilitate and promote the establishment of the said funds by lowering the unit-holding limit of infrastructure asset owners and improving vote-counting methods for
, the multi-class structure offered by existing mutual funds must not prejudice the right of existing unit holders. Details of the proposed structure must be defined in the amended investment fund scheme