continually prioritized risk surveillance through prudent screening and close monitoring of borrowers along with implementation of assistance measures for affected customers, covering both corporate and retail

Annual Report 2001 A N N U A L R E P O R T 2 0 0 1 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2001 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...

increased downside risks from external factors such as uncertainty in the U.S. economic policies may affect international trade, the slowdown of the Chinese and the EU economies and etc. According to the Bank

not able to satisfy the condition precedent. Moreover, the Project is exposed to legal risks on the issues of building modification; uncertainty of lease contract between IMP and the Office of the Privy

Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatility and uncertainty, ranging from the contraction of the world economy and the Thai economy to behavioral

trial); (3) procure an efficient market surveillance system which shall include at least the following requirements: (a) an information recording system that provides accurate and up-to-date unique

notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading

ขาย (trading rule) และแนวปฏิบัติในการกำกับดูแลการติดตามและตรวจสอบสภาพการซื้อขาย (market surveillance) ให้มีความเหมาะสมตามสภาพความเสี่ยง เพื่อให้มีการเปิดเผยข้อมูลอย่างเพียงพอต่อการตัดสินใจซื้อขาย รวมถึง

(c) the back office agreed to execute such transaction even though the contact phone number was not the one given by the client;       (3) surveillance system to prevent conflicts of interest: the

เก่ียวขอ้ง Goal เช่ือถือได้ : Trust & Confidence S6. Effective enforcement 19,266,500 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั 19,266,500 จดัหาระบบ Market Surveillance ของสินทรัพยดิ์จิทลั