SEC held an annual seminar about common deficiencies found in quality reviews and led a panel discussion about how to address human resources problems in the auditing industry. 9 Independent Audit
Market Supervisory Board TorNor. 31/2553 Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 3) http://capital.sec.or.th
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives
issues. Furthermore, the SEC has started a campaign to visit the management of listed companies to promote an understanding and gathering information on the problems faced by listed companies in their
Court, which will cover the issues of bias, undue process or abuse of power. Moreover, the SEC has in place a process of operation, including a rule-making process, to prevent commercial or other sectoral
categorized as connected transactions and issues and offers new ordinary shares to the private placement (Addition No.2) 17/12/2021 17:05 Notification of Resolution of the Board of Directors' meeting No.7/2021
Problems ; (2) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures for https://publish.sec.or.th/nrs/6797pe.doc Translation appointment of a fund manager who makes